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U.S. GOLD CORP. — Director's Dealing 2009
Oct 13, 2009
33733_dirs_2009-10-13_29a40389-7126-4079-a9f3-44c7c2dda231.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM)
CIK: 0000027093
Period of Report: 2009-10-09
Reporting Person: MADDOCKS MARK E (VP Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-10-09 | Common Stock | D | 2000 | $3.24 | Disposed | 45494 | Direct |
| 2009-10-09 | Common Stock | D | 2000 | $3.25 | Disposed | 43494 | Direct |
| 2009-10-12 | Common Stock | D | 2000 | $3.29 | Disposed | 41.494 | Direct |
| 2009-10-12 | Common Stock | D | 2000 | $3.3 | Disposed | 39494 | Direct |
| 2009-10-12 | Common Stock | D | 2000 | $3.35 | Disposed | 37494 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26207 | Indirect |
| Common Stock | 6000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options | $7.99 | 2011-11-26 | Common Stock (10000) | 10000 | Direct |
| Options | $2.99 | 2012-09-18 | Common Stock (8200) | 8200 | Direct |
| Options | $4.09 | 2013-09-17 | Common Stock (8200) | 8200 | Direct |
| Options | $6.63 | 2010-09-14 | Common Stock (8200) | 8200 | Direct |
| Options | $4.7 | 2011-09-13 | Common Stock (8200) | 8200 | Direct |
| Options | $3.33 | 2012-09-27 | Common Stock (8000) | 8000 | Direct |
| Options | $1.99 | 2018-09-25 | Common Stock (8000) | 8000 | Direct |
| Options | $2.57 | 2019-09-24 | Common Stock (100000) | 100000 | Direct |
Footnotes
F1: Options to purchase 40,000 shares vest on 09/24/2010; options to purchase an additional 30,000 shares vest on 09/24/2011; options to purchase the final 30,000 shares vest on 09/24/2012
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