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U.S. GOLD CORP. — Director's Dealing 2006
Aug 30, 2006
33733_dirs_2006-08-30_d0e9ea04-68cd-4745-bdd7-d49a44df2ea1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2006-08-29
Reporting Person: DUNCAN JEFFREY H (Vice President, Manufacturing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-29 | Common Stock | M | 199 | $2.3125 | Acquired | 199 | Direct |
| 2006-08-29 | Common Stock | S | 199 | $4.3 | Disposed | 0 | Direct |
| 2006-08-30 | Common Stock | M | 14119 | $2.3125 | Acquired | 14119 | Direct |
| 2006-08-30 | Common Stock | S | 500 | $4.406 | Disposed | 13619 | Direct |
| 2006-08-30 | Common Stock | S | 2200 | $4.41 | Disposed | 11419 | Direct |
| 2006-08-30 | Common Stock | S | 800 | $4.415 | Disposed | 10619 | Direct |
| 2006-08-30 | Common Stock | S | 2500 | $4.4 | Disposed | 8119 | Direct |
| 2006-08-30 | Common Stock | S | 2200 | $4.39 | Disposed | 5919 | Direct |
| 2006-08-30 | Common Stock | S | 100 | $4.42 | Disposed | 5819 | Direct |
| 2006-08-30 | Common Stock | S | 1800 | $4.37 | Disposed | 4019 | Direct |
| 2006-08-30 | Common Stock | S | 4019 | $4.38 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-29 | Options (09/10/1996) | $2.3125 | X | 199 | Disposed | 2006-09-10 | Common Stock (14119) | Direct |
| 2006-08-30 | Options (09/10/1996) | $2.3128 | X | 14119 | Disposed | 2006-09-10 | Common Stock (0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3680 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (11/19/1997) | $2.8125 | 2007-11-19 | Common Stock (150000) | 150000 | Direct |
| Options (11/26/2001) | $7.98 | 2011-11-26 | Common Stock (8200) | 8200 | Direct |
| Options (09/18/2002) | $2.99 | 2012-09-18 | Common Stock (8200) | 8200 | Direct |
| Options (09/18/2003) | $4.09 | 2013-09-18 | Common Stock (8200) | 8200 | Direct |
| Options (09/15/2004) | $6.75 | 2009-09-15 | Common Stock (8200) | 8200 | Direct |
| Options (09/14/2005) | $6.63 | 2010-09-14 | Common Stock (8200) | 8200 | Direct |
Footnotes
F1: Stock options issued to employee with an exercise price equal to a fair market value of the common stock on the date of grant.
F2: 6,150 shares are presently exercisable and 2,050 shares become exercisable on 09/18/2006.
F3: 4,100 shares are presently exercisable and 2,050 shares each become exercisable on 09/18/2006 and 09/18/2007.
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