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U.S. GOLD CORP. — Director's Dealing 2006
Sep 14, 2006
33733_dirs_2006-09-14_e59adf9d-6b17-48ff-bccf-2cbe8b74a201.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2006-09-12
Reporting Person: MADDOCKS MARK E (Vice President, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-12 | Common Stock | S | 1900 | $4.7 | Disposed | 82771 | Direct |
| 2006-09-12 | Common Stock | S | 100 | $4.68 | Disposed | 82671 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-13 | Options (09/13/2006) | $4.7 | A | 8200 | Acquired | 2011-09-13 | Common Stock (8200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000 | Indirect |
| Common Stock | 26207 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (11/26/20010 | $7.99 | 2011-11-26 | Common Stock (10000) | 10000 | Direct |
| Options (09/18/2002) | $2.99 | 2012-09-18 | Common Stock (8200) | 8200 | Direct |
| Options (09/18/2003) | $4.09 | 2013-09-18 | Common Stock (8200) | 8200 | Direct |
| Options (09/15/2004) | $6.75 | 2009-09-15 | Common Stock (8200) | 8200 | Direct |
| Options (09/14/2005) | $6.63 | 2010-09-14 | Common Stock (8200) | 8200 | Direct |
Footnotes
F1: Options to purchase 6,150 shares are presently exercisable and options to purchase 2,050 shares become exercisable on 9/18/2006.
F2: Options to purchase 4,100 shares are presently exercisable and options to purchase 2,050 shaes each become exercisableon 9/18/2006 and 9/18/2007.
F3: Options were granted to the reporting person in consideration of the reporting person's service as an officer of the company. Options were granted with an exercise price equal to the closing market price of the common stock on the date of grant.
F4: Rule 10b5-1 transaction