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U.S. GOLD CORP. — Director's Dealing 2006
Sep 15, 2006
33733_dirs_2006-09-15_590f178a-223a-4bb5-bafa-a16b4b7d6cde.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2006-09-13
Reporting Person: TARANTINO ROBERT V (Director, Chairman, Presidet & CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-13 | Options (9/13/2006) | $4.7 | A | 12000 | Acquired | 2011-09-13 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 369901 | Direct |
| Common Stock | 307999 | Indirect |
| Common Stock | 17100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (11/19/1997) | $2.8125 | 2007-11-19 | Common Stock (300000) | 300000 | Direct |
| Options (11/26/2001) | $7.98 | 2011-11-26 | Common Stock (12800) | 12800 | Direct |
| Options (09/18/2002) | $2.99 | 2012-09-18 | Common Stock (12800) | 12800 | Direct |
| Options (09/17/2003) | $4.09 | 2013-09-17 | Common Stock (12000) | 12000 | Direct |
| Options (09/15/2004) | $6.75 | 2009-09-15 | Common Stock (12000) | 12000 | Direct |
| Options (09/14/2005) | $6.63 | 2010-09-14 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Options to purchase 9,600 shares are presently exercisable and options to purchase 3,200 shares will become exercisable on 09/18/2006.
F2: Options to purchase 6,000 shares are presently exercisable and options to purchase 3,000 shares each will become exercisable on 09/17/2006 an 09/17/2007.
F3: Options were granted to the reporting person in consideration of the reporting person's service as a director of the company. Options were granted with an exercise price equal to the closing market price of the common stock on the date of grant.