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U.S. GOLD CORP. — Director's Dealing 2005
Jan 11, 2005
33733_dirs_2005-01-11_690e7dff-ffdd-449c-8877-52fae7a392dc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2005-01-10
Reporting Person: MADDOCKS MARK E (Vice President, Finance & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2005-01-10 | Common Stock, $1.00 Par Value | F | 22254 | $6.26 | Disposed | 50741 | Direct |
| 2005-01-10 | Common Stock, $1.00 Par Value | A | 24000 | $2.25 | Acquired | 74741 | Direct |
| 2005-01-10 | Common Stock, $1.00 Par Value | A | 15000 | $2.31 | Acquired | 89741 | Direct |
| 2005-01-10 | Common Stock, $1.00 Par Value | A | 18000 | $2.81 | Acquired | 107741 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2005-01-10 | Options (11/28/1995) | $2.25 | M | 24000 | Disposed | 2005-11-28 | Common Stock, $1.00 Par Value (24000) | Direct |
| 2005-01-10 | Options (9/10/1996) | $2.31 | M | 15000 | Disposed | 2006-09-10 | Common Stock, $1.00 Par Value (15000) | Direct |
| 2005-01-10 | Options (11/19/1997) | $2.81 | M | 18000 | Disposed | 2007-11-19 | Common Stock, $1.00 Par Value (18000) | Direct |
Footnotes
F1: In addition, the Reporting Person indirectly owns 28,803 shares through the Company's 401k Plan and 6,000 shares held by his wife.
F2: This option became exercisable in four equal annual installments beginning one year after the grant date.
F3: Options were granted to Reporting Peson in consideration of his service as an officer of the Company. Options were granted at an exercise price equal to the fair market value of the Common Stock on the date of grant.
F4: The Reporting Person holds options to purchase 10,000 shares at $7.98, of which 7,500 shares are presently exercisable and 2,500 shares become exercisable on 11/26/2005. This option expires 11/26/2011. The Reporting Person holds options to purchase 8,200 shares at $2.99 of which 4,100 shares are presently exercisable and 2,050 shares each become exercisable on 9/18/2005 and 9/18/2006. These options expire on 9/18/2012. The Reporting Person holds options to purchase 8,200 shares at $4.09 a share of which 2,050 shares are presently exercisable and 2,050 shares each become exercisable on 9/18/2005, 9/18/2006 and 9/18/2007. These options expires on 9/18/2013. The Reporting Person holds options to purchase 8,200 shares which become exerisable on 9/15/2005 and which expire on 9/15/2009.