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US ENERGY CORP — Director's Dealing 2013
Jan 29, 2013
34687_dirs_2013-01-29_41afef67-eecc-4369-94a4-f9f3e29859f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US ENERGY CORP (USEG)
CIK: 0000101594
Period of Report: 2013-01-28
Reporting Person: YOUNGBAUER STEVEN R (SECRETARY & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-28 | Common Stock | A | 16667 | $1.50 | Acquired | 62345 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 161574 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.52 | 2018-09-21 | Common Stock (75000) | 75000 | Direct |
| Stock Options (Right to Buy) | $4.97 | 2017-07-26 | Common Stock (100000) | 100000 | Direct |
| Stock Options (Right to Buy) | $3.86 | 2015-10-13 | Common Stock (50000) | 50000 | Direct |
| Stock Options (Right to Buy) | $2.46 | 2014-06-30 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Shares issued in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F2: Includes shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F3: Stock options granted under the Issuer's 2012 Equity Plan which vest in three (3) equal annual installments beginning one year from the grant date.
F4: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
F5: Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.