AI assistant
US ENERGY CORP — Director's Dealing 2010
Jan 27, 2010
34687_dirs_2010-01-27_e607b1a6-fcab-48b2-8a09-2ba36c826c5c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US ENERGY CORP (USEG)
CIK: 0000101594
Period of Report: 2010-01-26
Reporting Person: LARSEN MARK J (Director, PRESIDENT & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-26 | Common Stock | A | 4498 | $5.93 | Acquired | 71159 | Indirect |
| 2010-01-26 | Common Stock | J | 8610 | $5.93 | Acquired | 170475 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 167772 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $2.40 | 2011-01-09 | Common Stock (41248) | 41248 | Direct |
| Stock Options (Right to Buy) | $3.90 | 2011-12-06 | Common Stock (100000) | 100000 | Direct |
| Stock Options (Right to Buy) | $2.25 | 2011-12-07 | Common Stock (52556) | 52556 | Direct |
| Stock Options (Right to Buy) | $2.46 | 2014-06-30 | Common Stock (98519) | 98519 | Direct |
| Stock Options (Right to Buy) | $3.86 | 2015-10-13 | Common Stock (100000) | 100000 | Direct |
| Stock Options (Right to Buy) | $4.97 | 2017-07-26 | Common Stock (200000) | 200000 | Direct |
| Stock Option (Right to Buy) | $2.52 | 2018-09-21 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: Shares issued in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F2: Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F3: Shares issued to be held in ESOP accounts established for the benefit of members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
F4: Includes shares held in ESOP accounts established to benefit members of the Reporting Persons 'Immediate Family', as that term is defined in Rule 16a-1(e), in accordance with Rule 16a-8(b)(2).
F5: Includes shares held directly by the Reporting Person.
F6: Includes stock options granted under the Issuer's 1998 Incentive Stock Option Plan and exempt under Rule 16b-3.
F7: Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
F8: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
F9: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.