AI assistant
US ENERGY CORP — Director's Dealing 2010
Apr 15, 2010
34687_dirs_2010-04-15_52315d29-4ec6-4544-bd2b-465736db9f0f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US ENERGY CORP (USEG)
CIK: 0000101594
Period of Report: 2010-04-14
Reporting Person: LORIMER R SCOTT (Director, TREASURER & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-04-14 | Common Stock | F | 43476 | $6.90 | Disposed | 321482 | Direct |
| 2010-04-14 | Common Stock | M | 60360 | $4.97 | Acquired | 381842 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-04-14 | Stock Options (Right to Buy) | $4.97 | M | 60360 | Disposed | 2017-07-26 | Common Stock (60360) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 92864 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $2.40 | 2011-01-09 | Common Stock (80233) | 80233 | Direct |
| Stock Options (Right to Buy) | $3.90 | 2011-12-06 | Common Stock (100000) | 100000 | Direct |
| Stock Options (Right to Buy) | $2.25 | 2011-12-07 | Common Stock (52556) | 52556 | Direct |
| Stock Options (Right to Buy) | $2.46 | 2014-06-30 | Common Stock (59350) | 59350 | Direct |
| Stock Options (Right to Buy) | $3.86 | 2015-10-13 | Common Stock (100000) | 100000 | Direct |
| Stock Option (Right to Buy) | $2.52 | 2018-09-21 | Common Stock (75000) | 75000 | Direct |
Footnotes
F1: Includes shares held directly by the Reporting Person.
F2: Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F3: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
F4: Includes stock options granted under the Issuer's 1998 Incentive Stock Option Plan and exempt under Rule 16b-3.
F5: Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
F6: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009.