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US BANCORP \DE\ Major Shareholding Notification 2003

Jan 9, 2003

29924_mrq_2003-01-09_7411a5e5-e3a9-44c8-8b4b-ab564fc84212.zip

Major Shareholding Notification

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SC 13G 1 c73939dsc13g.htm SCHEDULE 13G National Vision, Inc. PAGEBREAK

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

National Vision, Inc.

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

63845P101

(CUSIP Number)

September 30, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1745 (03-00) PAGEBREAK

CUSIP No. 63845P101

  1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) U.S. Bancorp

  2. Check the Appropriate Box if a Member of a Group (See Instructions)

(a) o

(b) o

  1. SEC Use Only

  2. Citizenship or Place of Organization Delaware

5. Sole Voting Power
688,654
Number of 6. Shared Voting Power
Shares 0
Beneficially
Owned by Each 7. Sole Dispositive Power
Reporting 688,654
Person
With: 8. Shared Dispositive Power
0
  1. Aggregate Amount Beneficially Owned by Each Reporting Person 688,654

  2. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o N/A

  3. Percent of Class Represented by Amount In Row (11) 13.5%

  4. Type of Reporting Person (See Instructions) HC

PAGEBREAK

Item 1.

(a) Name of Issuer: National Vision, Inc.

(b) Address of Issuer’s Principal Executive Offices:

296 Grayson Highway, Lawrenceville, GA 30045

Item 2.

(a) Name of Person Filing: U.S. Bancorp
(c) Address of Principal Business Office or, if none,
Residence:

800 Nicollet Mall, Minneapolis, Minnesota, 55402

(c) Citizenship: Delaware
(d) Title of Class of Securities: Common Stock, par
value $.01 per share
(e) CUSIP Number: 63845P101

Item 3. If this statement is filed pursuant to § 240.13d-1(b) or § 240.13d-2(b) or (c), check whether the person filing is a:

| (a) | o | Broker or dealer registered under Section 15 of
the Act. |
| --- | --- | --- |
| (b) | o | Bank as defined in section 3(a)(6) of the Act. |
| (c) | o | Insurance company as defined in section 3(a)(19)
of the Act. |
| (d) | o | Investment company registered under section 8 of
the Investment Company Act of 1940. |
| (e) | o | An investment adviser in accordance with §
240.13(d)-1(b)(1)(ii)(E); |
| (f) | o | An employee benefit plan or endowment fund in
accordance with § 240.13d-1(b)(1)(ii)(F); |
| (g) | o | A parent holding company or control person in
accordance with § 240.13d-1(b)(ii)(G); |
| (h) | o | A savings association as defined in Section 3(b)
of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| (i) | o | A church plan that is excluded from the
definition of an investment company under section 3(c)(14) of
the Investment Company Act of 1940; |

PAGEBREAK

(j) o Group, in accordance with § 240.13d-1(b)(1)(ii)(J);

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

(a) Amount Beneficially Owned: 688,654
(b) Percent of Class: 13.5%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 688,654
(ii) shared power to vote or to direct the vote: 0
(iii) sole power to dispose or to direct the disposition of: 688,654
(iv) shared power to dispose or to direct the disposition of: 0

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .

Item 6. Ownership of More than Five Percent on Behalf of Another Person

N/A

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company

N/A

Item 8. Identification and Classification of Member of the Group

N/A

Item 9. Notice of Dissolution of Group

N/A

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

PAGEBREAK

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: January 9, 2003

| U.S. Bancorp |
| --- |
| By: /s/ Laura F.
Bednarski Laura F.
Bednarski |
| Its: Vice President |