AI assistant
US BANCORP \DE\ — Director's Dealing 2015
Feb 18, 2015
29924_dirs_2015-02-18_e44efe18-caa6-4ac1-8a84-62c0f7c3e540.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2015-02-14
Reporting Person: JOSEPH PAMELA A (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-14 | Common Stock, $0.01 par value | M | 13398.0000 | $0.0000 | Acquired | 197391.0000 | Direct |
| 2015-02-15 | Common Stock, $0.01 par value | M | 11299.0000 | $0.0000 | Acquired | 208690.0000 | Direct |
| 2015-02-16 | Common Stock, $0.01 par value | M | 19594.0000 | $0.0000 | Acquired | 228284.0000 | Direct |
| 2015-02-16 | Common Stock, $0.01 par value | M | 12247.0000 | $0.0000 | Acquired | 240531.0000 | Direct |
| 2015-02-17 | Common Stock, $0.01 par value | F | 27112.0000 | $44.8900 | Disposed | 213419.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-14 | Restricted Stock Units | $ | M | 13398.0000 | Disposed | Common Stock, $0.01 par value (13398.0000) | Direct | |
| 2015-02-15 | Restricted Stock Units | $ | M | 11299.0000 | Disposed | Common Stock, $0.01 par value (11299.0000) | Direct | |
| 2015-02-16 | Restricted Stock Units | $ | M | 12247.0000 | Disposed | Common Stock, $0.01 par value (12247.0000) | Direct | |
| 2015-02-16 | Restricted Stock Units | $ | M | 19594.0000 | Disposed | Common Stock, $0.01 par value (19594.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 12723.0000 | Indirect |
Footnotes
F1: Based on a plan report dated February 11, 2015, the most recent plan report available.
F2: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
F3: The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
F4: Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with the remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.