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US BANCORP \DE\ — Director's Dealing 2014
Feb 19, 2014
29924_dirs_2014-02-19_bc2e6573-0c5e-43d6-97c2-5f4bb5378113.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2014-02-14
Reporting Person: CARLSON JENNIE P (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-14 | Common Stock, $0.01 par value | M | 7368.0000 | $0.0000 | Acquired | 7368.0000 | Direct |
| 2014-02-14 | Common Stock, $0.01 par value | F | 2487.0000 | $40.2900 | Disposed | 4881.0000 | Direct |
| 2014-02-15 | Common Stock, $0.01 par value | M | 6215.0000 | $0.0000 | Acquired | 11096.0000 | Direct |
| 2014-02-16 | Common Stock, $0.01 par value | M | 10478.0000 | $0.0000 | Acquired | 21574.0000 | Direct |
| 2014-02-16 | Common Stock, $0.01 par value | M | 7434.0000 | $0.0000 | Acquired | 29008.0000 | Direct |
| 2014-02-16 | Common Stock, $0.01 par value | M | 6736.0000 | $0.0000 | Acquired | 35744.0000 | Direct |
| 2014-02-18 | Common Stock, $0.01 par value | F | 12498.0000 | $40.8200 | Disposed | 23246.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-14 | Restricted Stock Units | $ | M | 7368.0000 | Disposed | Common Stock, $0.01 par value (7368.0000) | Direct | |
| 2014-02-15 | Restricted Stock Units | $ | M | 6215.0000 | Disposed | Common Stock, $0.01 par value (6215.0000) | Direct | |
| 2014-02-16 | Restricted Stock Units | $ | M | 7434.0000 | Disposed | Common Stock, $0.01 par value (7434.0000) | Direct | |
| 2014-02-16 | Restricted Stock Units | $ | M | 6736.0000 | Disposed | Common Stock, $0.01 par value (6736.0000) | Direct | |
| 2014-02-16 | Restricted Stock Units | $ | M | 10478.0000 | Disposed | Common Stock, $0.01 par value (10478.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 11918.0000 | Indirect |
| Common Stock, $0.01 par value | 2235.0000 | Indirect |
| Common Stock, $0.01 par value | 71527.0000 | Indirect |
Footnotes
F1: Based on a plan report dated February 7, 2014, the most recent plan report available.
F2: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
F3: The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
F4: Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.