US BANCORP \DE\ — Director's Dealing 2002

Oct 2, 2002

4 1 edgar.htm 4 Form 4

| FORM 4 | UNITED STATES SECURITIES
AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB
APPROVAL |
| --- | --- | --- |
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b). | STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to
Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of
the Public Utility Holding Company Act of 1935 or Section 30(h) of the
Investment Company Act of 1940 | OMB
Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response. . .0.5 Filed By Romeo & Dye's Instant Form 4 Filer www.section16.net |

| 1. Name and Address
of Reporting Person* Buyniski Gluckman, Victoria | 2. Issuer Name and Ticker or Trading Symbol U.S. Bancorp (USB) | | 6. Relationship of
Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title below) Other (specify below) |
| --- | --- | --- | --- |
| (Last)
(First) (Middle) United Medical Resources, Inc. 5151 Pfeiffer Road | 3. I.R.S. Identification
Number of Reporting Person, if an entity (voluntary) | 4. Statement for Month/Day/Year 10/01/02 | |
| (Street) Cincinnati , OH 45242 | | 5. If Amendment, Date of Original (Month/Day/Year) | 7. Individual
or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
| (City) (State) (Zip) | Table
I — Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned | | |

| 1. Title of Security (Instr. 3) — Code | V | 4. Securities Acquired
(A) or Disposed of (D) (Instr. 3, 4 & 5) — Amount | (A) or (D) | Price |
| --- | --- | --- | --- | --- |

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number

FORM 4 (continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

| 1. Title of Derivative
Security (Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/ Year) | 4. Trans- action Code (Instr. 8) | | 5. Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 & 5) | | 6. Date Exercisable and Expiration Date (Month/Day/ Year) | | 7. Title and Amount
of Underlying Securities (Instr. 3 & 4) | | 8. Price of Derivative
Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) | Date Exer-cisable | Expira- tion Date | Title | Amount or Number
of Shares | | | |
| Deferred Compensation Plan Participation | 1-for-1 | | | | | | (1) | (2) | Common Stock | 2,699.34 | | 2,699.34 (3) | D |
| Non-Employee Director Stock Option (Right to Buy) | $18.95 | 10/01/02 | A | | 1,250 | | (4) | 10/01/12 | Common Stock | 1,250 | (5) | 1,250 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.18 | | | | | | | 7/01/12 | Common Stock | 1,375 | | 1,375 | D |
| Non-Employee Director Stock Option (Right to Buy) | $22.16 | | | | | | | 4/01/12 | Common Stock | 800 | | 800 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | | | 1/02/12 | Common Stock | 1,500 | | 1,500 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | | | 1/02/12 | Common Stock | 9,150 | | 9,150 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | | | 1/02/12 | Common Stock | 8,600 | | 8,600 | D |
| Non-Employee Director Stock Option (Right to Buy) | $22.02 | | | | | | | 10/01/11 | Common Stock | 875 | | 875 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.31 | | | | | | | 7/02/11 | Common Stock | 625 | | 625 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.20 | | | | | | | 4/02/11 | Common Stock | 1,250 | | 1,250 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.34 | | | | | | | 2/27/11 | Common Stock | 6,100 | | 6,100 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.4375 | | | | | | | 1/02/11 | Common Stock | 8,800 | | 8,800 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.4375 | | | | | | | 1/02/11 | Common Stock | 1,150 | | 1,150 | D |
| Non-Employee Director Stock Option (Right to Buy) | $21.6875 | | | | | | | 12/12/10 | Common Stock | 8,900 | | 8,900 | D |
| Non-Employee Director Stock Option (Right to Buy) | $22.5625 | | | | | | | 10/02/10 | Common Stock | 625 | | 625 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.875 | | | | | | | 7/03/10 | Common Stock | 700 | | 700 | D |
| Non-Employee Director Stock Option (Right to Buy) | $23.375 | | | | | | | 4/03/10 | Common Stock | 1,050 | | 1,050 | D |
| Non-Employee Director Stock Option (Right to Buy) | $20.9375 | | | | | | | 1/03/10 | Common Stock | 6,000 | | 6,000 | D |
| Non-Employee Director Stock Option (Right to Buy) | $21.375 | | | | | | | 12/14/09 | Common Stock | 6,900 | | 6,900 | D |
| Non-Employee Director Stock Option (Right to Buy) | $25.625 | | | | | | | 10/01/09 | Common Stock | 500 | | 500 | D |
| Non-Employee Director Stock Option (Right to Buy) | $28.00 | | | | | | | 7/01/09 | Common Stock | 950 | | 950 | D |
| Non-Employee Director Stock Option (Right to Buy) | $28.00 | | | | | | | 7/01/09 | Common Stock | 3,300 | | 3,300 | D |
| Non-Employee Director Stock Option (Right to Buy) | $29.4167 | | | | | | | 3/09/09 | Common Stock | 10,800 | | 10,800 | D |
| Non-Employee Director Stock Option (Right to Buy) | $21.00 | | | | | | | 4/14/08 | Common Stock | 18,000 | | 18,000 | D |
| Non-Employee Director Stock Option (Right to Buy) | $13.7917 | | | | | | | 4/06/07 | Common Stock | 18,000 | | 18,000 | D |
| Non-Employee Director Stock Option (Right to Buy) | $7.0833 | | | | | | | 4/07/06 | Common Stock | 18,000 | | 18,000 | D |
| Non-Employee Director Stock Option (Right to Buy) | $4.6667 | | | | | | | 3/11/05 | Common Stock | 18,000 | | 18,000 | D |

Explanation of Responses: (1) Deferred Compensation Plan Participation is payable in common stock following termination of the reporting person's directorship with U.S. Bancorp or age 55, whichever is later. (2) Deferred Compensation Plan Participation is payable in common stock following termination of the reporting person's directorship with U.S. Bancorp or age 55, whichever is later. (3) Includes additional amounts acquired in July pursuant to a dividend reinvestment feature of the U.S. Bancorp Deferred Compensation Plan. (4) The option vests in four equal annual installments beginning on October 1, 2003. (5) Stock Option acquired from Issuer in lieu of $5,500 of cash compensation for third quarter 2002 director fees under the 2001 Executive Stock Incentive Plan.

By: /s/ By Lee R. Mitau For Victoria Buyniski Gluckman **Signature of Reporting Person 10/02/02 Date

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.