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UroGen Pharma Ltd. Director's Dealing 2023

Feb 2, 2023

32312_dirs_2023-02-02_1b1bd51d-934a-45bb-8a21-a1b997dcc828.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2023-01-31

Reporting Person: Barrett Elizabeth A. (Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-31 Ordinary Shares M 5000 Acquired 313358 Direct
2023-01-31 Ordinary Shares M 13333 Acquired 326691 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-31 Restricted Stock Units $ M 5000 Disposed Ordinary Shares (5000) Direct
2023-01-31 Restricted Stock Units $ M 13333 Disposed Ordinary Shares (13333) Direct
2023-01-31 Restricted Stock Units $ A 75000 Acquired Ordinary Shares (75000) Direct
2023-01-31 Employee Stock Option (right to buy) $10.39 A 125000 Acquired 2033-01-31 Ordinary Shares (125000) Direct
2023-01-31 Performance Stock Units $ A 100000 Acquired Ordinary Shares (100000) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.

F2: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.

F3: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.

F4: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F5: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.

F6: Each performance stock unit ("PSU") represents a contingent right to receive one ordinary share of the Issuer.

F7: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.

F8: The performance stock units were approved by the Board of Directors of the Issuer on January 31, 2023. If the performance stock units are not ratified by the Issuer's shareholders at the Issuer's 2023 annual general meeting, the performance stock units will terminate.