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UroGen Pharma Ltd. — Director's Dealing 2023
Feb 2, 2023
32312_dirs_2023-02-02_1b1bd51d-934a-45bb-8a21-a1b997dcc828.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2023-01-31
Reporting Person: Barrett Elizabeth A. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-31 | Ordinary Shares | M | 5000 | — | Acquired | 313358 | Direct |
| 2023-01-31 | Ordinary Shares | M | 13333 | — | Acquired | 326691 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-31 | Restricted Stock Units | $ | M | 5000 | Disposed | Ordinary Shares (5000) | Direct | |
| 2023-01-31 | Restricted Stock Units | $ | M | 13333 | Disposed | Ordinary Shares (13333) | Direct | |
| 2023-01-31 | Restricted Stock Units | $ | A | 75000 | Acquired | Ordinary Shares (75000) | Direct | |
| 2023-01-31 | Employee Stock Option (right to buy) | $10.39 | A | 125000 | Acquired | 2033-01-31 | Ordinary Shares (125000) | Direct |
| 2023-01-31 | Performance Stock Units | $ | A | 100000 | Acquired | Ordinary Shares (100000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.
F2: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 15,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2021.
F3: The reporting person was granted restricted stock units ("RSUs") on January 31, 2021 representing 40,000 ordinary shares. The RSUs vest in three equal annual installments from January 31, 2022.
F4: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.
F5: 1/3 of the shares underlying the stock options will vest on each of January 31, 2024, January 31, 2025 and January 31, 2026.
F6: Each performance stock unit ("PSU") represents a contingent right to receive one ordinary share of the Issuer.
F7: All shares underlying the performance stock units will vest upon achievement of a corporate milestone event.
F8: The performance stock units were approved by the Board of Directors of the Issuer on January 31, 2023. If the performance stock units are not ratified by the Issuer's shareholders at the Issuer's 2023 annual general meeting, the performance stock units will terminate.