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UroGen Pharma Ltd. — Director's Dealing 2021
Feb 2, 2021
32312_dirs_2021-02-02_cbe21dd9-d162-40f9-b924-043b978ade83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2021-02-02
Reporting Person: Schoenberg Mark (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-31 | Ordinary Shares | M | 2000 | — | Acquired | 21831 | Direct |
| 2021-01-31 | Ordinary Shares | S | 1076 | $22.07 | Disposed | 20755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-31 | Restricted Stock Units | $ | M | 2000 | Disposed | Ordinary Shares (2000) | Direct | |
| 2021-01-31 | Stock Option (right to buy) | $22.07 | A | 21000 | Acquired | 2031-01-31 | Ordinary Shares (21000) | Direct |
| 2021-01-31 | Restricted Stock Units | $ | A | 6000 | Acquired | Ordinary Shares (6000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.
F2: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.
F3: The reporting person was granted restricted stock units ("RSUs") on January 31, 2020 representing 6,000 ordinary shares. 33.33% of the RSUs vested on January 31, 2021 and 8.33% of the remaining RSUs vest in equal quarterly installments thereafter.
F4: 1/3 of the shares underlying the stock options will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024
F5: 1/3 of the shares underlying the restricted stock units will vest on each of January 31, 2022, January 31, 2023 and January 31, 2024