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UroGen Pharma Ltd. — Director's Dealing 2021
May 21, 2021
32312_dirs_2021-05-21_9a289d1d-bb97-4408-93a4-2a868f83e6ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2021-01-03
Reporting Person: Barrett Elizabeth A. (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-03 | Ordinary Shares | M | 8807 | — | Acquired | 237924 | Direct |
| 2021-01-31 | Ordinary Shares | M | 5000 | — | Acquired | 242924 | Direct |
| 2021-05-19 | Ordinary Shares | F | 2185 | $17.5089 | Disposed | 240739 | Direct |
| 2021-05-19 | Ordinary Shares | F | 1240 | $17.5089 | Disposed | 239499 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-03 | Restricted Stock Units | $ | M | 8807 | Disposed | Ordinary Shares (8807) | Direct | |
| 2021-01-31 | Restricted Stock Units | $ | M | 5000 | Disposed | Ordinary Shares (5000) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer.
F2: Represents shares sold to satisfy withholding tax obligations upon the settlement of RSUs.
F3: The reporting person was granted RSUs on January 3, 2019 representing 317,065 ordinary shares. 33.33% of the RSUs vested on January 3, 2020. 33.33% of the RSUs vested in equal monthly installments through January 3, 2021. The remaining 33.33% of the RSUs will vest on January 3, 2022.
F4: The reporting person was granted RSUs on January 31, 2020 representing 15,000 ordinary shares. The RSUs will vest in three equal annual installments from January 31, 2021.