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UroGen Pharma Ltd. — Director's Dealing 2020
Jan 28, 2020
32312_dirs_2020-01-28_2df0d325-29c2-4264-b2bd-2e72779df54c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2020-01-26
Reporting Person: Mullennix Stephen (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-26 | Ordinary Shares | M | 1666 | — | Acquired | 9349 | Direct |
| 2020-01-27 | Ordinary Shares | S | 684 | $29.26 | Disposed | 8665 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-26 | Restricted Stock Units (RSUs) | $ | M | 1666 | Disposed | Ordinary Shares (1666) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F2: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.
F3: The reporting person was granted 5,000 Restricted Stock Units ("RSUs") on January 26, 2019. 33.33% of the RSUs vested on January 26, 2020 and 12.5% of the remaining RSUs will vest in eight equal quarterly installments thereafter.
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