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UroGen Pharma Ltd. — Director's Dealing 2019
Mar 7, 2019
32312_dirs_2019-03-07_4a44e98d-018d-491a-a44a-9b3bc685a9c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UroGen Pharma Ltd. (URGN)
CIK: 0001668243
Period of Report: 2019-02-14
Reporting Person: Mullennix Stephen (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-14 | Ordinary Shares | M | 7034 | — | Acquired | 7034 | Direct |
| 2019-02-14 | Ordinary Shares | S | 2804 | $37.30 | Disposed | 4230 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-14 | Restricted Stock Units | $ | M | 7034 | Disposed | Ordinary Shares (7034) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F2: Represents shares sold to satisfy withholding tax obligations upon the settlement of restricted stock units.
F3: The reporting person was granted restricted stock units ("RSUs") on March 7, 2018, June 4, 2018 and October 28, 2018 representing 21,107 ordinary shares in the aggregate. 1/3rd of the RSUs vested on February 14, 2019 (with the issuance of the underlying ordinary shares delayed until March 5, 2019), with the balance vesting in equal quarterly installments thereafter over a period of two years.