AI assistant
URBAN ONE, INC. — Director's Dealing 2022
Sep 30, 2022
34646_dirs_2022-09-29_d08cda11-fd68-48f2-8e9c-0b8c140f0073.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2022-09-27
Reporting Person: HUGHES CATHERINE L (Director, Chairperson and Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-27 | Class D Common Stock | A | 201961 | — | Acquired | 4598176 | Direct |
| 2022-09-27 | Class D Common Stock | F | 66970 | $4.23 | Disposed | 4531206 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-27 | Restricted Stock Units (Class A) | $0 | A | 281250 | Acquired | Class A Common Stock (281250) | Direct | |
| 2022-09-27 | Stock Option (Class D) | $4.23 | A | 101702 | Acquired | 2032-09-26 | Class D Common Stock (101702) | Direct |
| 2022-09-27 | Stock Option (Class D) | $4.23 | A | 93750 | Acquired | 2032-09-26 | Class D Common Stock (93750) | Direct |
Footnotes
F1: Award vests immediately upon pricing.
F2: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)
F3: (continued from previous footnote) (6) 719,170 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.
F4: n/a