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URBAN ONE, INC. — Director's Dealing 2021
Jan 15, 2021
34646_dirs_2021-01-15_009b6db1-c8c2-416e-8f42-d78ed7f47180.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2021-01-06
Reporting Person: Thompson Peter (CFO/EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-06 | Class D Common Stock | M | 159692 | — | Acquired | 194603 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-06 | Restricted Stock Unit | $0 | M | 159692 | Acquired | Class D Common Stock (159692) | Direct | |
| 2021-01-06 | Stock Option to purchase Class D Common Stock | $2 | A | 108333 | Acquired | 2030-06-05 | Class D Common Stock (108333) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019 the Compensation Committee granted Mr. Thompson 427,148 restricted shares of Class D Common Stock and stock options to purchase 108,333 shares of Class D Common Stock. The grants were effective June 5, 2020 and vested on January 6, 2021. On the vesting date, 84,058 shares were withheld to cover income taxes attributable to the vesting.
F3: Not applicable