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URBAN ONE, INC. Director's Dealing 2021

Jul 13, 2021

34646_dirs_2021-07-13_d82e889e-bb66-4bfe-bde1-d2b0d3ee4930.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2019-07-09

Reporting Person: Simpson Kristopher (SVP & General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-09 Class D Common Stock A 30000 Acquired 30000 Direct
2020-07-09 Class D Common Stock F 3195 $1.74 Disposed 26805 Direct
2020-07-09 Class D Common Stock S 6805 $1.74 Disposed 20000 Direct
2021-07-09 Class D Common Stock F 3285 $5.38 Disposed 16715 Direct

Footnotes

F1: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022.

F2: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 16,715 shares of Urban One, Inc. common stock as follows: 16,715 shares of Class D common stock.