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URBAN ONE, INC. — Director's Dealing 2021
Jul 13, 2021
34646_dirs_2021-07-13_d82e889e-bb66-4bfe-bde1-d2b0d3ee4930.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2019-07-09
Reporting Person: Simpson Kristopher (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-09 | Class D Common Stock | A | 30000 | — | Acquired | 30000 | Direct |
| 2020-07-09 | Class D Common Stock | F | 3195 | $1.74 | Disposed | 26805 | Direct |
| 2020-07-09 | Class D Common Stock | S | 6805 | $1.74 | Disposed | 20000 | Direct |
| 2021-07-09 | Class D Common Stock | F | 3285 | $5.38 | Disposed | 16715 | Direct |
Footnotes
F1: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022.
F2: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 16,715 shares of Urban One, Inc. common stock as follows: 16,715 shares of Class D common stock.