URBAN ONE, INC. — Director's Dealing 2020

Jun 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2020-06-17

Reporting Person: Thompson Peter (CFO/EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-17	Class D Common Stock	M	114035	$1.9	Acquired	319904	Direct
2020-06-17	Class D Common Stock	M	95591	$1.8	Acquired	415495	Direct
2020-06-17	Class D Common Stock	S	114035	$3.52	Disposed	301460	Direct
2020-06-17	Class D Common Stock	S	95591	$3.52	Disposed	205869	Direct
2020-06-17	Class D Common Stock	S	170958	$3.35	Disposed	34911	Direct
2020-06-22	Class D Common Stock	M	40319	$2.17	Acquired	75230	Direct
2020-06-22	Class D Common Stock	M	24779	$1.8	Acquired	100009	Direct
2020-06-22	Class D Common Stock	S	65098	$3.35	Disposed	34911	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-17	Stock Option	$1.9	M	114035	Disposed	2027-08-07	Class D Common Stock (114035)	Direct
2020-06-17	Stock Option	$1.8	M	95591	Disposed	2028-01-05	Class D Common Stock (95591)	Direct
2020-06-22	Stock Option	$2.17	M	40319	Disposed	2028-01-05	Class D Common Stock (40319)	Direct
2020-06-22	Stock Option	$1.8	M	24779	Disposed	2028-01-05	Class D Common Stock (24779)	Direct

Footnotes

F1: All transactions s previously reported on our Form 8-K filed June 17, 2020.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $3.45, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F5: This total does not include options to purchase 284,527 shares of Class D common stock options held by Mr. Thompson. Mr. Thompson holds options for 225,000 Class D shares with an exercise price of $2.75 per share and options for 99,846 Class D shares with an exercise price of $2.17 per share.