URBAN ONE, INC. — Director's Dealing 2020

Jul 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2020-06-16

Reporting Person: MCNEILL BRIAN W (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-16	Class D Common Stock	M	11628	—	Acquired	886365	Direct
2020-06-17	Class D Common Stock	M	12500	—	Acquired	898865	Direct
2020-06-16	Class D Common Stock	M	13369	$1.87	Disposed	912234	Direct
2020-06-16	Class D Common Stock	M	22935	$1.09	Disposed	935169	Direct
2020-06-16	Class D Common Stock	M	30120	$0.83	Disposed	965289	Direct
2020-06-16	Class D Common Stock	S	66424	$3.45	Disposed	898865	Direct
2020-06-17	Class D Common Stock	S	69821	$4.02	Disposed	829044	Direct
2020-06-18	Class D Common Stock	S	150000	$3.43	Disposed	679044	Direct
2020-06-19	Class A Common Stock	S	26434	$38.53	Disposed	652610	Direct
2020-06-23	Class D Common Stock	S	200000	$2.8	Disposed	452610	Direct
2020-06-24	Class D Common Stock	S	47335	$3.186	Disposed	405275	Direct
2020-06-24	Class D Common Stock	S	47000	$3.2	Disposed	358275	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-16	Stock Option	$1.87	M	13369	Disposed	2021-01-05	Class D Common Stock (13369)	Direct
2020-06-16	Stock Option	$1.09	M	22935	Disposed	2021-06-06	Class D Common Stock (22935)	Direct
2020-06-16	Stock Option	$0.83	M	30120	Disposed	2022-09-05	Class D Common Stock (30120)	Direct

Footnotes

F1: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

F2: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 358,275 shares of Urban One, Inc. common stock as follows: (1) after the transaction reported hereunder Mr. McNeill owns no shares of Class A common stock; and (2) 358,275 shares of Class D common stock. This number does not include options. After the transactions hereunder, Mr. McNeill holds no further options.