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URBAN ONE, INC. Director's Dealing 2018

Aug 15, 2018

34646_dirs_2018-08-15_1dd668cf-8eb8-492f-9c75-021257f57312.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2018-08-15

Reporting Person: Thompson Peter (CFO / EVP)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-06-01 Class D M 75000 $1.41 Acquired 684175 Direct
2018-06-01 Class D F 60315 $2.00 Disposed 623860 Direct
2018-06-01 Class D J 14685 $2.00 Disposed 609175 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-06-01 Options $1.41 M 75000 Disposed 2018-06-05 Class D Common Stock (75000) Direct

Footnotes

F1: This Form 4/A is being filed to add the line reporting the acquisition of 600,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.

F2: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.

F3: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by the issuer.

F4: Mr. Thompson beneficially owns a total of 609,174 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018.