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URBAN ONE, INC. — Director's Dealing 2018
Aug 15, 2018
34646_dirs_2018-08-15_1dd668cf-8eb8-492f-9c75-021257f57312.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: URBAN ONE, INC. (UONE/UONEK)
CIK: 0001041657
Period of Report: 2018-08-15
Reporting Person: Thompson Peter (CFO / EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-06-01 | Class D | M | 75000 | $1.41 | Acquired | 684175 | Direct |
| 2018-06-01 | Class D | F | 60315 | $2.00 | Disposed | 623860 | Direct |
| 2018-06-01 | Class D | J | 14685 | $2.00 | Disposed | 609175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-06-01 | Options | $1.41 | M | 75000 | Disposed | 2018-06-05 | Class D Common Stock (75000) | Direct |
Footnotes
F1: This Form 4/A is being filed to add the line reporting the acquisition of 600,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.
F2: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.
F3: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by the issuer.
F4: Mr. Thompson beneficially owns a total of 609,174 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018.