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URBAN ONE, INC. — Director's Dealing 2017
Aug 21, 2017
34646_dirs_2017-08-21_53026040-af8b-4b54-948c-191235d1387d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URBAN ONE, INC. (ROIA/ROIAK)
CIK: 0001041657
Period of Report: 2017-08-07
Reporting Person: KANTOR DAVID M (CEO, Radio Division)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Class D Common Stock | A | 50000 | $1.90 | Acquired | 223335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-07 | Option | $1.90 | A | 50000 | Acquired | 2028-08-07 | Class D (50000) | Direct |
Footnotes
F1: After the transaction, the reporting person beneficially owns a total of 223,335 shares of Class D common stock.
F2: Options to purchase Class D common stock that will vest in increments of 33.33% over three years.
F3: After the transaction, the reporting person beneficially owns a total of 273,335 shares of Class D common stock.
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