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URBAN ONE, INC. — Director's Dealing 2015
Dec 8, 2015
34646_dirs_2015-12-08_f093250b-06a5-4385-8583-d34769d7400b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RADIO ONE, INC. (ROIA/ROIAK)
CIK: 0001041657
Period of Report: 2015-12-04
Reporting Person: LIGGINS ALFRED C (Director, CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-04 | Class D Common Stock | A | 8281 | $1.69 | Acquired | 14668060 | Direct |
| 2015-12-07 | Class D Common Stock | A | 41719 | $1.69 | Acquired | 14709779 | Direct |
Footnotes
F1: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,668,060 shares of Radio One, Inc. stock as follows: (1) 574,909 shares of Class A common stock held by Alfred C. Liggins; (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (4) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 2,870,614 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 1,221,823 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Trust UA;
F2: continued: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (10) 2,552,740 shares of Class D common stock held by Alfred C. Liggins; (11) 608,666 shares of Restricted Class D common stock granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014; and (12) options to purchase 1,737,000 shares of Class D common stock held by Alfred C. Liggins, includes 391,330 with an exercise price of $2.75 granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014.
F3: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,709,779 shares of Radio One, Inc. stock as follows: (1) 574,909 shares of Class A common stock held by Alfred C. Liggins; (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (4) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 2,870,614 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (7) 1,221,823 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (8) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Trust UA;
F4: continued: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (10) 2,594,459 shares of Class D common stock held by Alfred C. Liggins; (11) 608,666 shares of Restricted Class D common stock granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014; and (12) options to purchase 1,737,000 shares of Class D common stock held by Alfred C. Liggins, includes 391,330 with an exercise price of $2.75 granted in connection with the terms of his new employment terms as reported on Form 8K on October 6, 2014.