AI assistant
URBAN ONE, INC. — Director's Dealing 2014
Oct 10, 2014
34646_dirs_2014-10-10_f309deb3-17a8-47f9-962c-330d3431a756.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RADIO ONE, INC. (ROIA/ROIAK)
CIK: 0001041657
Period of Report: 2014-10-06
Reporting Person: Thompson Peter (CFO / EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-06 | Class D Restricted Stock | A | 350000 | $2.75 | Acquired | 762306 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-06 | Options | $2.75 | A | 225000 | Acquired | 2025-12-31 | Class D (225000) | Direct |
Footnotes
F1: Restricted shares of Class D common stock that will vest in three installments on the following dates as follows: 200,000 on April 6, 2015; 75,000 on December 31, 2015; and 75,000 on December 31, 2016.
F2: The reporting person beneficially owns a total of 762,306 shares of Radio One, Inc. stock as follows: (1) 112,306 shares of class D common Stock, (2) 350,000 restricted shares of Class D common stock, and (3) options to purchase 300,000 shares of Class D common stock, includes 225,000 with an exercise price of $2.75.
F3: Options to purchase Class D common stock that will vest in two equal installments on the following dates: December 31, 2015 and December 31, 2016.