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URANIUM ENERGY CORP — Director's Dealing 2023
Aug 3, 2023
31043_dirs_2023-08-02_78e84f76-4190-4f60-90ce-f4bdc37d71c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM ENERGY CORP (UEC)
CIK: 0001334933
Period of Report: 2023-07-31
Reporting Person: MELBYE SCOTT (EXECUTIVE VICE PRESIDENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-31 | COMMON STOCK | M | 28333 | — | Acquired | 877114 | Direct |
| 2023-07-31 | COMMON STOCK | F | 8080 | $3.12 | Disposed | 869034 | Direct |
| 2023-07-31 | COMMON STOCK | M | 22374 | — | Acquired | 891408 | Direct |
| 2023-07-31 | COMMON STOCK | F | 6433 | $3.21 | Disposed | 884975 | Direct |
| 2023-07-31 | COMMON STOCK | M | 13191 | — | Acquired | 898166 | Direct |
| 2023-07-31 | COMMON STOCK | F | 3793 | $3.32 | Disposed | 894373 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-31 | Restricted Stock Units | $ | M | 28333 | Disposed | Common Stock (28333) | Direct | |
| 2023-07-31 | Restricted Stock Units | $ | M | 22374 | Disposed | Common Stock (22374) | Direct | |
| 2023-07-31 | Restricted Stock Units | $ | M | 13191 | Disposed | Common Stock (13191) | Direct | |
| 2023-07-31 | Restricted Stock Units | $ | A | 67692 | Acquired | Common Stock (67692) | Direct | |
| 2023-07-31 | Performance Based Restricted Stock Units | $ | A | 71795 | Acquired | Common Stock (71795) | Direct | |
| 2023-07-31 | Performance Stock Options | $3.98 | A | 19560 | Acquired | Common Stock (19560) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2: This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.
F3: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
F4: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F5: Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
F6: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.
F7: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.
F8: The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026.
F9: Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant).