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URANIUM ENERGY CORP — Director's Dealing 2023
Nov 17, 2023
31043_dirs_2023-11-16_93d4c94a-0209-4c39-8b3d-ffb12655db9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM ENERGY CORP (UEC)
CIK: 0001334933
Period of Report: 2023-11-14
Reporting Person: OBARA PAT (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-14 | Common Stock | M | 150000 | $0.9421 | Acquired | 887755 | Direct |
| 2023-11-14 | Common Stock | F | 23205 | $6.09 | Disposed | 864550 | Direct |
| 2023-11-14 | Common Stock | F | 33918 | $6.09 | Disposed | 830632 | Direct |
| 2023-11-14 | Common Stock | S | 6500 | $6.02 | Disposed | 824132 | Direct |
| 2023-11-14 | Common Stock | S | 7000 | $6.03 | Disposed | 817132 | Direct |
| 2023-11-14 | Common Stock | S | 8000 | $6.05 | Disposed | 809132 | Direct |
| 2023-11-14 | Common Stock | S | 6255 | $6.06 | Disposed | 802877 | Direct |
| 2023-11-14 | Common Stock | S | 5000 | $6.07 | Disposed | 797877 | Direct |
| 2023-11-14 | Common Stock | S | 5000 | $6.09 | Disposed | 792877 | Direct |
| 2023-11-16 | Common Stock | S | 2877 | $6.02 | Disposed | 790000 | Direct |
| 2023-11-16 | Common Stock | S | 2000 | $6.15 | Disposed | 788000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-14 | Options | $0.9421 | M | 150000 | Disposed | 2029-07-30 | Common Stock (150000) | Direct |
Footnotes
F1: (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares.
F2: (2) Granted pursuant to and in accordance with the Company's stock incentive plan.