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URANIUM ENERGY CORP — Director's Dealing 2022
Jul 22, 2022
31043_dirs_2022-07-22_0e173401-ca90-4942-8e1f-194c42f4e8e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM ENERGY CORP (UEC)
CIK: 0001334933
Period of Report: 2022-07-21
Reporting Person: Abraham Spencer (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-21 | COMMON STOCK | M | 12635 | — | Acquired | 474030 | Direct |
| 2022-07-21 | COMMON STOCK | M | 100000 | $0.91 | Acquired | 574030 | Direct |
| 2022-07-21 | COMMON STOCK | F | 26075 | $3.49 | Disposed | 547955 | Direct |
| 2022-07-21 | COMMON STOCK | M | 32079 | $2.15 | Acquired | 580034 | Direct |
| 2022-07-21 | COMMON STOCK | F | 19763 | $3.49 | Disposed | 560271 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-21 | Restricted Stock Units | $ | M | 12635 | Disposed | Common Stock (12635) | Direct | |
| 2022-07-21 | Options | $0.91 | M | 100000 | Disposed | 2030-07-16 | Common Stock (100000) | Direct |
| 2022-07-21 | Options | $2.15 | M | 32079 | Disposed | 2031-07-21 | Common Stock (32079) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
F2: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F3: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 26,075 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 73,925 shares
F4: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 19,763 shares at a fair market value of $3.49 per share being equal to the exercise price, such that the Reporting Person was issued 12,316 shares.
F5: Granted pursuant to and in accordance with the Company's stock incentive plan