AI assistant
URANIUM ENERGY CORP — Director's Dealing 2022
Aug 2, 2022
31043_dirs_2022-08-02_b14f1e41-965e-4aeb-8680-db8a618d7741.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM ENERGY CORP (UEC)
CIK: 0001334933
Period of Report: 2022-07-29
Reporting Person: OBARA PAT (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-30 | COMMON STOCK | M | 33333 | — | Acquired | 565606 | Direct |
| 2022-07-30 | COMMON STOCK | F | 17834 | $4.20 | Disposed | 547772 | Direct |
| 2022-07-30 | COMMON STOCK | M | 170225 | — | Acquired | 717997 | Direct |
| 2022-07-30 | COMMON STOCK | F | 91071 | $4.20 | Disposed | 626926 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-29 | Restricted Stock Units | $ | A | 30151 | Acquired | Common Stock (30151) | Direct | |
| 2022-07-29 | Performance Based Restricted Stock Units | $ | A | 34068 | Acquired | Common Stock (34068) | Direct | |
| 2022-07-30 | Restricted Stock Units | $ | M | 33333 | Disposed | Common Stock (33333) | Direct | |
| 2022-07-30 | Performance Based Restricted Stock Units | $ | M | 170225 | Disposed | Common Stock (170225) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of common stock.
F2: Granted pursuant to and in accordance with the Issuer's 2021 Stock Incentive Plan.
F3: The restricted stock units vest in three equal annual installments beginning July 29, 2023. Vested shares will be delivered to the reporting person no later than August 30th of each year.
F4: Each performance based restricted stock unit represents a contingent right to receive one share of common stock.
F5: The performance based restricted stock units vest 100% on July 29, 2025. Vested shares will be delivered to the reporting person no later than August 30th, 2025.
F6: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
F7: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.
F8: This award has vested as to one-third of the Performance Based Restricted Stock Units on the first, second and third anniversary of the grant date.
F9: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Restricted Stock Units.
F10: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of Performance Based Restricted Stock Units.