AI assistant
URANIUM ENERGY CORP — Director's Dealing 2021
Aug 5, 2021
31043_dirs_2021-08-05_0f8146e0-95c2-414d-a5a3-385513015fd0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: URANIUM ENERGY CORP (UEC)
CIK: 0001334933
Period of Report: 2021-08-03
Reporting Person: Abraham Spencer (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-03 | COMMON STOCK | M | 25000 | $0.9421 | Acquired | 418617 | Direct |
| 2021-08-03 | COMMON STOCK | F | 10422 | $2.26 | Disposed | 408195 | Direct |
| 2021-08-03 | COMMON STOCK | M | 50000 | $0.91 | Acquired | 458195 | Direct |
| 2021-08-03 | COMMON STOCK | F | 20133 | $2.26 | Disposed | 438062 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-03 | Options | $0.9421 | M | 25000 | Disposed | 2029-07-30 | Common Stock (25000) | Direct |
| 2021-08-03 | Options | $0.91 | M | 50000 | Disposed | 2030-07-16 | Common Stock (50000) | Direct |
Footnotes
F1: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 10,422 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 14,578 shares.
F2: The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 20,133 shares at a fair market value of $2.26 per share being equal to the exercise price, such that the Reporting Person was issued 29,867 shares.
F3: Granted pursuant to and in accordance with the Company's stock incentive plan.