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UPWORK, INC — Director's Dealing 2018
Oct 2, 2018
31644_dirs_2018-10-02_c10dfbef-e794-456d-924b-be39e1c2a5af.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Upwork Inc. (UPWK)
CIK: 0001627475
Period of Report: 2018-10-02
Reporting Person: Yuan Han-Shen (SVP, Engineering)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $3.18 | 2025-09-20 | Common Stock (450000) | Direct | |
| Employee Stock Option (right to buy) | $3.68 | 2027-09-25 | Common Stock (531173) | Direct |
Footnotes
F1: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/5th of the shares on June 16, 2016, and an additional 1/60th of the shares monthly thereafter, subject to the continuing employment of the Reporting Person on each vesting date.
F2: The stock option vested and became exercisable, and shall continue to vest and become exercisable, with respect to 1/60th of the shares each month following the September 26, 2017 vesting commencement date, subject to the continuing employment of the Reporting Person on each vesting date.