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Upstart Holdings, Inc. Director's Dealing 2021

Aug 25, 2021

30850_dirs_2021-08-24_7d1facdd-5fdd-4ee7-9462-5deba8b3faa8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upstart Holdings, Inc. (UPST)
CIK: 0001647639
Period of Report: 2021-08-20

Reporting Person: Mirgorodskaya Natalia (Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-20	Common Stock	S	267	$195.64	Disposed	23278	Direct

Footnotes

F1: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).

F2: Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan.

F3: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.