Upstart Holdings, Inc. — Director's Dealing 2021

Sep 18, 2021

SEC Form 4/A — Form 4/A

Issuer: Upstart Holdings, Inc. (UPST)
CIK: 0001647639
Period of Report: 2021-08-25

Reporting Person: Mirgorodskaya Natalia (Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-25	Common Stock	S	304	$218.80	Disposed	23241	Direct

Footnotes

F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021.

F2: The original Form 4 filed August 27, 2021 is amended to reflect that 304 shares, not 271 shares, were sold on August 25, 2021.

F3: Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan.

F4: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU