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Upland Software, Inc. — Director's Dealing 2025
Jun 17, 2025
34321_dirs_2025-06-17_12197c4c-e5aa-4351-90ec-699e4010085a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2025-06-13
Reporting Person: Doman Dan (Chief Product Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-06-13 | Common Stock | A | 350000 | — | Acquired | 772846 | Direct |
| 2025-06-16 | Common Stock | F | 14758 | $1.84 | Disposed | 758088 | Direct |
Footnotes
F1: The restricted stock units vest in twelve equal quarterly installments starting on the three (3) month anniversary of the Vesting Commencement Date of June 16, 2025, provided that the participant continues to be a service provider through each such vesting date. Notwithstanding the foregoing, in the event of the participant's termination by the Company for any reason other than cause or if participant leaves for Good Reason after a Change in Control (as defined in the Plan), then 100% of the restricted stock units shall become fully vested.
F2: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.