Upland Software, Inc. — Director's Dealing 2023

Nov 1, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2023-10-31

Reporting Person: Smith Matthew Harnden (General Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-31	Common Stock	A	50000	—	Acquired	50000	Direct

Footnotes

F1: Represents restricted stock units vesting as follows: One third (33.33%) of the shares of Common Stock shall vest on December 16, 2024, one-third (33.33%) of the shares of Common Stock shall vest on December 16, 2025, the remainder (33.34%) of the shares of Common Stock shall vest on December 16, 2026; provided that the participant continues to be a service provider through each such vesting date.