Upland Software, Inc. — Director's Dealing 2022

Sep 20, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2022-09-16

Reporting Person: Chung David H S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-09-16	Common Stock	A	11668	—	Acquired	11668	Direct

Footnotes

F1: Represents restricted stock units ("RSUs") vesting in 4 equal installments on each of 12/16/2022, 3/16/2023, 6/16/2023 and 9/16/2023, provided Mr. Chung continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each such date. Upon any subsequent disposition of common stock of the Issuer covered by the RSUs, Mr. Chung will transfer the proceeds from any such disposition to HGGC, LLC or its affiliates ("HGGC") as required by an agreement between Mr. Chung and HGGC. As such, Mr. Chung disclaims all pecuniary interest in the reported securities.