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Upland Software, Inc. — Director's Dealing 2021
Apr 20, 2021
34321_dirs_2021-04-20_c37ce9d8-0ac3-4110-a3f8-534152462806.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2021-04-16
Reporting Person: Favaron Rodney C (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-16 | Common Stock | M | 6525 | $23.60 | Acquired | 277375 | Direct |
| 2021-04-16 | Common Stock | S | 28989 | $50 | Disposed | 248386 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-16 | Stock Option (right to buy) | $23.6 | M | 6525 | Disposed | 2027-08-08 | Common Stock (6525.0) | Direct |
Footnotes
F1: Options were exercised pursuant to shareholder's 10b5-1 trading plan.
F2: Shares were sold pursuant to shareholder's 10b5-1 trading plan.
F3: Currently exercisable.
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