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Upland Software, Inc. Director's Dealing 2021

Sep 20, 2021

34321_dirs_2021-09-20_57bd227b-d7f0-4d51-b1d5-f39478d5abe8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2021-09-16

Reporting Person: MCDONALD JOHN T (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-16 Common Stock F 10090 $36.94 Disposed 1428306 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 153738 Indirect

Footnotes

F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.

F2: Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.