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Upland Software, Inc. Director's Dealing 2021

Dec 20, 2021

34321_dirs_2021-12-20_69a4297e-f3b4-4bce-97b3-095fec8a5450.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2021-12-16

Reporting Person: Hill Michael Douglass (CFO &Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-16 Common Stock F 7131 $18.11 Disposed 209828 Direct
2021-12-20 Common Stock G 108867 Disposed 100961 Direct
2021-12-20 Common Stock G 108867 Acquired 143556 Indirect

Footnotes

F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.

F2: Share held by trust for the benefit of reporting person's family. Reporting person is the trustee of the trust.