Upland Software, Inc. — Director's Dealing 2020

Dec 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2020-12-17

Reporting Person: Favaron Rodney C (co-President and CCO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-17	Common Stock	M	10884	$7.74	Acquired	173809	Direct
2020-12-17	Common Stock	M	15929	$7.79	Acquired	189738	Direct
2020-12-17	Common Stock	S	26813	$47	Disposed	162925	Direct
2020-12-17	Common Stock	M	4603	$7.74	Acquired	167528	Direct
2020-12-17	Common Stock	S	10862	$47	Disposed	156666	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-17	Stock Option (right to buy)	$7.74	M	10884	Disposed	2026-08-08	Common Stock (10884.0)	Direct
2020-12-17	Stock Option (right to buy)	$7.79	M	15929	Disposed	2025-11-09	Common Stock (15929.0)	Direct
2020-12-17	Stock Option (right to buy)	$7.74	M	4603	Disposed	2026-08-08	Common Stock (4603.0)	Direct

Footnotes

F1: Shares were sold pursuant to shareholder's 10b5-1 trading plan.

F2: Currently exercisable.