Upland Software, Inc. — Director's Dealing 2019

Sep 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2019-09-13

Reporting Person: Hill Michael Douglass (CFO &Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-13	Common Stock	M	8000	$6.23	Acquired	270237	Direct
2019-09-16	Common Stock	F	7098	$36.02	Disposed	263139	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-13	Incentive Stock Option	$6.23	M	8000	Disposed	2024-03-31	Common Stock (8000.0)	Direct

Footnotes

F1: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock or restricted stock units awarded under the issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities.

F2: Fully vested.