Upland Software, Inc. — Director's Dealing 2018

Mar 30, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2018-03-29

Reporting Person: Mattox Timothy (President & COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-03-29	Common Stock	A	104500	$28.79	Acquired	462632	Direct
2018-03-29	Common Stock	F	3332	$28.79	Disposed	459300	Direct

Footnotes

F1: The shares vest in twelve equal quarterly installments starting on March 16, 2018 and ending on December 16, 2020; provided that the participant continues to be a service provider through each such vesting date.

F2: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the issuers 2014 Equity Incentive Plan. This is not an open market sale of securities.