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Upland Software, Inc. — Director's Dealing 2017
Jun 27, 2017
34321_dirs_2017-06-27_c38d1683-eeab-4b61-bcb9-f428d1f91d46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2017-06-23
Reporting Person: WAVE SYSTEMS CORP (10% Owner)
Reporting Person: ESW Capital, LLC (10% Owner)
Reporting Person: LIEMANDT JOSEPH (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-23 | Common Stock | S | 561712 | $22.6845 | Disposed | 2313611 | Direct |
Footnotes
F1: Wave Systems Corp. is a wholly-owned subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
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