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Upland Software, Inc. — Director's Dealing 2017
Sep 19, 2017
34321_dirs_2017-09-19_30958bd9-2c07-4151-b62b-4f470ca9b391.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Upland Software, Inc. (UPLD)
CIK: 0001505155
Period of Report: 2017-09-15
Reporting Person: Hill Michael Douglass (CFO,Treasurer & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-15 | Common Stock | S | 20000 | $21.43 | Disposed | 308837 | Direct |
| 2017-09-16 | Common Stock | F | 2349 | $20.71 | Disposed | 306488 | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.91, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F2: Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock awarded under the Issuer's 2014 Equity Incentive Plan. This is not an open market sale of securities.