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UPEXI, INC. — Director's Dealing 2025
Apr 25, 2025
33031_dirs_2025-04-25_f91eda51-1357-4bff-89fb-5aa532d83ea4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UPEXI, INC. (UPXI)
CIK: 0001775194
Period of Report: 2025-04-17-05:00
Reporting Person: Norstrud Andrew James (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-04-17-05:00 | Common Stock | P | 43860 | $2.28 | Acquired | 59138 | Direct |
| 2025-04-17-05:00 | Common Stock | A | 100000 | — | Acquired | 159138 | Direct |
Footnotes
F1: The Reporting Person purchased these shares in a PIPE offering conducted by the Issuer. The shares are restricted securities subject to transfer restrictions under
Rule 144 of the Securities Act until such time that they are registered pursuant to a registration statement or become eligible for resale otherwise.
F2: This award of the Shares is being made pursuant to the Issuer's Restricted Stock Award Agreement, subject to the following vesting schedule: 10,000 Shares vest per month over a period of 10 months commencing April 17, 2025. A portion of all of this award may be forfeited in the event of termination of employment.