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UPEXI, INC. Director's Dealing 2022

Sep 8, 2022

33031_dirs_2022-09-08_b4a23136-8c8d-4e9d-8f23-8597e96ac1ca.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UPEXI, INC. (UPXI)
CIK: 0001775194
Period of Report: 2022-08-29

Reporting Person: BAZAN ANTHONY P. (N/A)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $4.60 2027-08-17 Common Stock (275000) Direct

Footnotes

F1: The option was granted on 8/17/2022 and is exercisable in three annual installments. The first installment becomes exercisable for 137,500 shares on August 17, 2023, and the next two installments become exercisable for 68,750 shares respectively on August 17, 2024 and August 17, 2025.