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UPEXI, INC. — Director's Dealing 2021
Jun 24, 2021
33031_dirs_2021-06-24_fd5e13f5-9154-43bf-968f-f948dd4b4ffd.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GROVE, INC. (GRVI)
CIK: 0001775194
Period of Report: 2021-06-24-05:00
Reporting Person: MARSHALL ALLAN (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2527778 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Preferred Stock | $ | Common Stock (277778) | Direct | ||
| Employee Stock Option Grant | $ | Common Stock (833333) | Direct |
Footnotes
F1: Subject to a 180-day lockup period in connection with the Issuer's initial public offering.
F2: Each share of preferred stock is convertible immediately into one share of common stock.
F3: 793,210 options are vested and shall be exercisable for a price of $1.53 per option share for 10 years from June 1, 2019 (the "Grant Date"). 40,123 options shall vest June 30, 2021 and be exercisable for a price of $1.53 per option share for ten years from the Grant Date.
F4: N/A
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