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UPEXI, INC. — Director's Dealing 2021
Jun 24, 2021
33031_dirs_2021-06-24_bec72a06-86ba-4581-98a0-688bfe2c5139.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GROVE, INC. (GRVI)
CIK: 0001775194
Period of Report: 2021-06-24-05:00
Reporting Person: Norstrud Andrew James (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 305556 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option Grant | $ | Common Stock (166667) | Direct | ||
| Employee Stock Option Grant | $ | Common Stock (388888) | Direct |
Footnotes
F1: Subject to a 180-day lockup period in connection with the Issuer's initial public offering.
F2: 159,773 options are vested and shall be exercisable for a price of $1.53 per option share for 10 years from June 1, 2019. 6,894 options shall vest on June 30, 2021 and be exercisable for a price of $1.53 per option share for ten years from June 1, 2019.
F3: 27,263 options are vested and shall be exercisable for a price of $1.53 per option share for 10 years from February 1, 2021. 361,625 options shall vest on a monthly basis over a two year period and be exercisable for a price of $1.53 per option share for ten years from February 1, 2021.