AI assistant
Sending…
UPEXI, INC. — Director's Dealing 2021
Aug 31, 2021
33031_dirs_2021-08-30_ea883173-8c26-4802-89d7-e74df07f78f6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3/A — Form 3/A
Issuer: GROVE, INC. (GRVI)
CIK: 0001775194
Period of Report: 2021-08-30
Reporting Person: MARSHALL ALLAN (Director, CEO, 10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2527778 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Preferred Stock | $ | Common Stock (277778) | Direct | ||
| Employee Stock Option Grant | $ | Common Stock (833333) | Direct |
Footnotes
F1: Subject to a 180-day lockup period in connection with the Issuer's initial public offering.
F2: Each share of preferred stock is convertible immediately into one share of common stock.
F3: 793,210 options are vested and shall be exercisable for a price of $1.53 per option share for 10 years from June 1, 2019 (the "Grant Date"). 40,123 options shall vest June 30,2021 and be exercisable for a price of $1.53 per option share for ten years from the Grant Date.
F4: N/A
More from UPEXI, INC.
Major Shareholding Notification
2026
Feb 17
Major Shareholding Notification
2026
Feb 13
Major Shareholding Notification
2026
Feb 11
Interim / Quarterly Report
2026
Feb 10
Regulatory Filings
2026
Feb 10
Regulatory Filings
2026
Feb 9
Regulatory Filings
2026
Feb 9
Regulatory Filings
2026
Feb 5
Regulatory Filings
2026
Feb 4
Regulatory Filings
2026
Feb 4